Research Focus

 
:: Increased Safety
:: Greater Capacity
:: International Leadership
:: Organizational Excellence
     
 

Project List

 
:: Display Complexity
:: Runway Incursion Prevention
:: Collision Risk Modeling
:: Aviation Security Technologies
:: Action Plan for System Safety
:: Human Factors Support
:: Air Carrier Safety
:: Investment Analysis Support
     
 

Research: Increased Safety

 

Project Summaries:

The following are the NEXTOR research projects in alignment with FAA Flight Plan Goal 1: Increased Safety.

Measurement Display Complexity for Civil Aerospace Medical Institute

Sponsoring Agency: FAA

NEXTOR Team: Missy Cummings, MIT

Develop an objective methodology to measure information complexity associated with Air Traffic Management displays.


Airport Surface Movement Enhancement/ Runway Incursion Prevention Investment Analysis

Sponsoring Agency: ASD-400

NEXTOR Team: Amedeo Odoni and Arnold Barnett, MIT

This project considers data about U.S. runway accidents, about fatal runway crashes worldwide, and about recent U.S. runway incursions viewed as especially dangerous by pilots and air traffic controllers.  Then we ask: based on existing patterns and projected growth in air traffic, how many runway accidents might be expected in the U.S. over the next 20 years, and what consequences might be expected from these accidents?   No more than approximate answers can be provided, however, our underlying assumptions can be made explicit so that readers can make their own judgments about the plausibility of the analysis.

The estimates are surprising and disturbing.   Properly understood, recent patterns appear to imply roughly 20 fatal runway collisions over 2002-2021 in the U.S.   Nearly all of these would involve at least one jet plane, and such jets would suffer fatality rates averaging about 35%.  (Among survivors, the fraction with serious injuries would approximate the fraction killed.)   Commuter planes, air taxis, and general aviation aircraft would figure in about 3/4 of the fatal crashes, and such ill-fated planes would suffer average death rates near 80%.   All tolled, runway collisions could cause the deaths of nearly 1000 people between 2002-2021.  This represents nearly eight planeloads of jet travelers, and eight planeloads of travelers on smaller commercial aircraft.

Such numbers are all the more unnerving because, between 1997-99, there was only one fatal event on a US domestic jet, which killed eleven people.  There was one commuter plane crash (with 29 fatalities) during  the same period.  In consequence, it is reasonable to fear that U.S. runway crashes between 2002-21 could cause more deaths and serious injuries than all other causes combined.

However, such an assessment is not a prediction.  Rather, it represents the baseline level of threat that new measures—technological and otherwise—must strive to counteract.   Similar forecasts could have been made in years past (e.g., about the danger of thunderstorm-induced wind shear), but they did not come to pass because of a multifaceted program that greatly diminished the threat.  What this research suggests is the importance of a similar program for US runways.


Analysis of Aircraft Separation and Collision Risk Modeling

Sponsoring Agency: ASD-430

NEXTOR Team: H.D. Sherali and A.A. Trani, VPI

NEXTOR is supporting the FAA in a small study to investigate the effects of aircraft separations on collision risk. NEXTOR is just one of several participants in this activity sponsored by FAA and Euro control.

As part of this group, NEXTOR’s main task has been to analyze current and future airspace scenarios developed as part of the NARIM model umbrella for understanding the levels of collision risk exposure today and under future Free Flight scenarios. VPI has developed a computer model to study outcome scenarios generated by the FAA (NARIM scenarios), conflicts under no-ATC intervention for current conditions and in the year 2005 scenario, characterization of conflict geometry, and sector loads (per time interval). The idea behind the model is to examine the NARIM flight data, and assuming no intervention, record the collision risk events. Specifically, we classify each intrusion of aircraft B into a proximity shell of aircraft A via the following vector:
[Entry point of proximity shell, exit point of proximity shell, relative headings of A and B, duration of intrusion, and closest distance between A and B during the intrusion]

VPI is working with a subset of the FAA ETMS data (including 4200 flights in the Eastern U.S.) comprising four ARTCC Centers. This study serves as a precursor to the development of a toolbox of models (as proposed in the current Aircraft Separation Standards and Collision Risk Modeling Concept Paper) to quantify the economic impacts of reduced separations and their effect in collision-risk metrics.

Future enhancements to this model can then include a superimposition of ATC intervention strategies and blunder rates in coordination with man-in-the-loop simulations.


Deployment of Aviation Security Technologies

Sponsoring Agency: FAA

NEXTOR Team: John Kobza, Texas Tech; Sheldon Jacobson, U. of Illinois

The FAA was commissioned to purchase and deploy aviation security technologies in airports throughout the United States. The challenge was to determine the impact (measured by security performance and cost) of deploying these various security devices.  This issue is addressed in the Deployment of Aviation Security Technologies project.  NEXTOR researchers at Texas Tech and the University of Illinois must define meaningful system performance measures, describe relationships between them, and determine their impact on passenger safety. They must also develop discrete optimization mathematical models that describe and capture the problem of how to ensure maximum security while maintaining acceptable throughput rates and remaining within budget. It is necessary, then, to apply heuristic procedures to provide practical solutions. This project is now completed.


Development of an Action Plan for Integration of System Safety Performance Measures

and Risk Assessment

Sponsoring Agency: FAA

NEXTOR Team: Geoffrey Gosling, UCB

This research project builds on prior NEXTOR research for the FAA Office of System Safety on system safety performance measures and is undertaking a scoping study to support the subsequent development of an action plan for integrating system safety performance measurement and risk assessment.  The objective of the action plan is to identify and measure the full range of risks that impact system safety as well as assess the potential contribution of alternative means of reducing those risks.  The scoping study will identify the issues that such a plan would need to address and the information resources available to support an integrated approach to system safety risk management.  Since a comprehensive approach to risk management within the aviation system involves a large number of different offices within the FAA as well as an even larger number of stakeholders in the wider aviation industry, the development of an effective action plan needs to take account of both on-going activities and planned future activities within this broader institutional context.  The research will include a review of relevant literature on system safety risk assessment, as well as structured interviews with representatives of the various stakeholder groups.


Human Factors Support to FAA Office of System Safety

Sponsoring Agency: ASY-200

NEXTOR Team: Karlene Roberts and Geoffrey Gosling, UCB

James Blanchard and Deborah Osborne, Embry-Riddle

This project was directed at three objectives:  research into ways to improve the use of human error models within the analysis of aviation safety data; identification of user requirements for enhancements to the prototype Integration Tool, a website-based tool to access, integrate, and analyze flight crew human factor data; and development of statistical analysis techniques using data generated by the current version of the Integration Tool.  A prototype instrument to obtain data on individual, team, and organizational factors used with existing aviation safety databases was developed and discussed with safety data analysts within the industry.  A survey of data access needs by aviation safety data analysts was designed and distributed to selected respondents in the industry.  Embry-Riddle Aeronautical University and UC Berkeley developed statistical analysis procedures to use with both the National Transportation Safety Board accident and incident data and the FAA Pilot Deviation System data.  Embry-Riddle also undertook a training needs assessment at several flight training centers.

The results of the research are documented in NEXTOR Research Report RR-98-10, “Development of the Flight Crew Human Factors Integration Tool,” Research Report RR-98-11, “Implementation of Analysis Methods and Training Needs Assessment,” Research Report RR-98-12, “Improving the Representation of Human Error in the Use of the Flight Crew Human Factors Integration Tool,” and Working Paper WP-98-2, “Proposed Functional Enhancements for the Flight Crew Human Factors Integration Tool.”  These are available from the NEXTOR program office.


The Health of an Air Carrier from the Perspective of Safety

Sponsoring Agency: SASO, FAA

NEXTOR Team: Arnold Barnett, MIT

With the growing complexity of aviation operations it has become increasingly necessary to look beyond the actions of individuals in order to understand those system-based, error-producing conditions that adversely influence aviation safety.  Thus, AFS established SASO as the vehicle for developing and implementing a comprehensive, integrated system safety approach to the regulation and oversight of aviation certificate holders.  This system approach entails the application of technical and managerial skills designed to identify, analyze, and mitigate hazards and risks within components of the aviation system, including the people, procedures, materials, tools, equipment, facilities, and software employed by certificate holders.  SASO will encompass the full range of AFS responsibilities for oversight of aviation entity activities.

The FAA seeks a few measures and indicators, which in turn may be made up of additional subordinate measures and indicators, which if known, will provide us with an overall view of the state of safety within an air carrier.  In theory, it should be possible to define a network of performance measures and risk indicators that can be obtained for an airline, any part of an airline, the FAA safety oversight function, or any part of that system.  NEXTOR will define a network of performance measures and risk indicators that can be used to evaluate the safety of a Title 14 Code of Federal Regulations Part 121 (14 CFR 121) commercial operator.


Investment Analysis Support

Sponsoring Agency: FAA

NEXTOR Team: Arnold Barnett, MIT

This project provides safety benefits analysis support in the investment analysis effort on airport surface safety initiatives and on airport enhancement strategy analysis. It also reviews the methodology used to determine the effectiveness of ASDE-X multilateration technology, as well as reviews categorization of the severity of surface incidents and accidents, and examines methodologies developed to understand and quantify the risks and effectiveness of proposed airport enhancement strategies.